Canada

Steering language generation towards objectives or away from undesired content has been a long-standing goal in utilizing language models (LM). Recent work has demonstrated reinforcement learning and weighted decoding as effective approaches to achieve a higher level of language control and quality with pros and cons. In this work, we propose a novel critic decoding method for controlled language generation (CriticControl) that combines the strengths of reinforcement learning and weighted decoding. Specifically, we adopt the actor-critic framework and train an LM-steering critic from reward models. Similar to weighted decoding, our method freezes the language model and manipulates the output token distribution using a critic to improve training efficiency and stability. Evaluation of our method on three controlled generation tasks, topic control, sentiment control, and detoxification, shows that our approach generates more coherent and well-controlled texts than previous methods. In addition, CriticControl demonstrates superior generalization ability in zero-shot settings. Human evaluation studies also corroborate our findings.

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ACL 2023

Critic-Guided Decoding for Controlled Text Generation

controlled text generation

constrained decoding

reinforcement learning

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP)<br>
EMNLP 2023 General Chair<br><br><br><br>

To access the **EMNLP 2023** event page on Underline, you need to register for the Conference.<br>
Please follow **[this link](https://2023.emnlp.org/registration/)** for more details. 

EMNLP 2023

EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

Steering language generation towards objectives or away from undesired content has been a long-standing goal in utilizing language models (LM). Recent work has demonstrated reinforcement learning and weighted decoding as effective approaches to achieve a higher level of language control and quality with pros and cons. In this work, we propose a novel critic decoding method for controlled language generation (CriticControl) that combines the strengths of reinforcement learning and weighted decoding. Specifically, we adopt the actor-critic framework and train an LM-steering critic from reward models. Similar to weighted decoding, our method freezes the language model and manipulates the output token distribution using a critic to improve training efficiency and stability. Evaluation of our method on three controlled generation tasks, topic control, sentiment control, and detoxification, shows that our approach generates more coherent and well-controlled texts than previous methods. In addition, CriticControl demonstrates superior generalization ability in zero-shot settings. Human evaluation studies also corroborate our findings.

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poster

### Welcome to ACL 2023, the 61st Annual Meeting of the Association for Computational Linguistics! 
<br>The conference will be held in Toronto, Canada, July 9-14, 2023.<br><br>
Following the succession of the recent conferences in our field, ACL 2023 will adopt a hybrid format.
While the impact of Covid has considerably diminished in terms of traveling, obtaining visas to Canada
entails a very long process. Moreover, the global economic conditions pose challenges for many individuals to travel to conferences. Recognizing these circumstances, we know many participants may not be
able to attend the conference in person. Therefore, we are committed to providing a great virtual platform
so everyone has the opportunity to interact with other participants and enjoy the conference. Based on the
current registered participants, approxiately 30% have chosen to attend the conference virtually. Whether
you join us in person or virtually, we sincerely hope everyone has a remarkable conference experience.<br>
This General Chair’s message is where I express my gratitude to the many individuals who have made
enormous contributions to the conference over the past year.

Read [**ACL 2023 General Chair's message**](https://docs.google.com/document/d/1WobYM7norbG4dI48s75HfJoD89qgX5a_F-6U8AteLSA/edit?usp=sharing/) in full.

##### **[Conference Handbook](https://2023.aclweb.org/downloads/acl2023-handbook.pdf)**
<br><br><br><br>

The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing.

Continual pre-training is the paradigm where pre-trained language models (PLMs) continually acquire fresh knowledge from growing data and gradually get upgraded. Before an upgraded PLM is released, we may have tuned the original PLM for various tasks and stored the adapted weights. However, when tuning the upgraded PLM, these outdated adapted weights will typically be ignored and discarded, causing a potential waste of resources. We bring this issue to the forefront and contend that proper algorithms for recycling outdated adapted weights should be developed. To this end, we formulate the task of recyclable tuning for continual pre-training. In pilot studies, we find that after continual pre-training, the upgraded PLM remains compatible with the outdated adapted weights to some extent. Motivated by this finding, we analyze the connection between continually pre-trained PLMs from two novel aspects, i.e., mode connectivity, and functional similarity. Based on the corresponding findings, we propose both an initialization-based method and a distillation-based method for our task. We demonstrate their feasibility in improving the convergence and performance for tuning the upgraded PLM. We also show that both methods can be combined to achieve better performance.

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Recyclable Tuning for Continual Pre-training

Incorporating contrastive learning objectives in sentence representation learning (SRL) has yielded significant improvements on many sentence-level NLP tasks. However, it is not well understood why contrastive learning works for learning sentence-level semantics. In this paper, we aim to help guide future designs of sentence representation learning methods by taking a closer look at contrastive SRL through the lens of isotropy, contextualization and learning dynamics. We interpret its successes through the geometry of the representation shifts and show that contrastive learning brings isotropy, and drives high intra-sentence similarity: when in the same sentence, tokens converge to similar positions in the semantic space. We also find that what we formalize as "spurious contextualization" is mitigated for semantically meaningful tokens, while augmented for functional ones. We find that the embedding space is directed towards the origin during training, with more areas now better defined. We ablate these findings by observing the learning dynamics with different training temperatures, batch sizes and pooling methods.

<iframe src="https://app.sli.do/event/oApzFnCrRo86e5qieE2QHQ/embed/polls/ff3a396d-2d0d-4330-ba12-bd5cc7a13653" width="300" height="400"></iframe>

On Isotropy, Contextualization and Learning Dynamics of Contrastive-based Sentence Representation Learning

Hot news is one of the most popular topics in daily conversations. However, news grounded conversation has long been stymied by the lack of well-designed task definition and scarce data. In this paper, we propose a novel task, Proactive News Grounded Conversation, in which a dialogue system can proactively lead the conversation based on some key topics of the news. In addition, both information-seeking and chit-chat scenarios are included realistically, where the user may ask a series of questions about the news details or express their opinions and be eager to chat. To further develop this novel task, we collect a human-to-human Chinese dialogue dataset NewsDialogues, which includes 1K conversations with a total of 14.6K utterances and detailed annotations for target topics and knowledge spans. Furthermore, we propose a method named Predict-Generate-Rank, consisting of a generator for grounded knowledge prediction and response generation, and a ranker for the ranking of multiple responses to alleviate the exposure bias. We conduct comprehensive experiments to demonstrate the effectiveness of the proposed method and further present several key findings and challenges to prompt future research.

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NewsDialogues: Towards Proactive News Grounded Conversation

Out-of-Domain (OOD) Intent Classification and New Intent Discovering are two basic and critical tasks in the Task-Oriented Dialogue System, which are typically treated two independent tasks. Classification focuses on identifying intents beyond the predefined set of the dialog system, but it will not further differentiate detected OOD intents in fine granularity. Discovering focuses on how to cluster unlabeled samples according to their semantic representation, which relies heavily on prior knowledge and can not provide label information for the formed clusters. To be closer to the real user-facing scenarios, we introduce a task paradigm to extend Classification with Discovering referred as Open Environment Intent Prediction, which is to make a further fine-grained discovery of OOD based on OOD Intent Classification. Using various widely-used generative models as an archetype, we propose a general scheme for Open Environment Intent Prediction. In a nutshell, we first perform intent detection to identify the In-domain (IND) samples and then generate labels for those identified as OOD. With these generated labels, we can discover new general intents and provide label information for them. We develop a suite of benchmarks on the existing intent datasets and present a simple yet effective implementation. Extensive experiments demonstrate that our method establishes substantial improvement compared to the baselines.

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Towards Open Environment Intent Prediction

The size of embeddings generated by large language models can negatively affect system latency and model size in certain downstream practical applications (e.g. KNN search). In this work, we propose EmbedTextNet, a light add-on network that can be appended to an arbitrary language model to generate a compact embedding without requiring any changes in its architecture or training procedure. Specifically, we use a correlation penalty added to the weighted reconstruction loss that better captures the informative features in the text embeddings, which improves the efficiency of the language models. We evaluated EmbedTextNet on three different downstream tasks: text similarity, language modelling, and text retrieval. Empirical results on diverse benchmark datasets demonstrate the effectiveness and superiority of EmbedTextNet compared to state-of-art methodologies in recent works, especially in extremely low dimensional embedding sizes. The developed code for reproducibility is included in the supplementary material.

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EmbedTextNet: Dimension Reduction with Weighted Reconstruction and Correlation Losses for Efficient Text Embedding

Supervised models based on Transformers have been shown to achieve impressive performances in many natural language processing tasks. However, besides requiring a large amount of costly manually annotated data, supervised models tend to adapt to the characteristics of the training dataset, which are usually created ad-hoc and whose data distribution often differs from the one in real applications, showing significant performance degradation in real-world scenarios. We perform an extensive assessment of the out-of-distribution performances of supervised models for classification in the emotion and hate-speech detection tasks and show that NLI-based zero-shot models often outperform them, making task-specific annotation useless when the characteristics of final-user data are not known in advance. To benefit from both supervised and zero-shot approaches, we propose to fine-tune an NLI-based model on the task-specific dataset. The resulting model often outperforms all available supervised models both in distribution and out of distribution, with only a few thousand training samples.

<iframe src="https://app.sli.do/event/nDU9hzdsVZXUCPdEbR3oSF/embed/polls/3bfd9b4f-a81c-4916-bdde-9cdc8d2ae123" width="300" height="400"></iframe>

Towards Distribution-shift Robust Text Classification of Emotional Content

Clinical notes in healthcare facilities are tagged with the International Classification of Diseases (ICD) code; a list of classification codes for medical diagnoses and procedures. ICD coding is a challenging multilabel text classification problem due to noisy clinical document inputs and long-tailed label distribution. Recent automated ICD coding efforts improve performance by encoding medical notes and codes with additional data and knowledge bases. However, most of them do not reflect how human coders generate the code: first, the coders select general code categories and then look for specific subcategories that are relevant to a patient's condition. Inspired by this, we propose a two-stage decoding mechanism to predict ICD codes. Our model uses the hierarchical properties of the codes to split the prediction into two steps: At first, we predict the parent code and then predict the child code based on the previous prediction. Experiments on the public MIMIC-III data set have shown that our model performs well in single-model settings without external data or knowledge.

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A Two-Stage Decoder for Efficient ICD Coding

Recent advancements in multimodal foundation models (e.g., CLIP) have excelled in zero-shot generalization. Prompt tuning involved in the knowledge transfer from foundation models to downstream tasks has gained significant attention recently. Existing prompt-tuning methods in cross-modal learning, however, either solely focus on language branch, or learn vision-language interaction in a shallow mechanism. In this context, we propose a Deeply coupled Cross-modal Prompt learning (DCP) method based on CLIP. DCP flexibly accommodates the interplay between vision and language with a Cross-Modal Prompt Attention (CMPA) mechanism, which enables the mutual exchange of respective representation through a well-connected multi-head attention progressively and strongly. We then conduct comprehensive few-shot learning experiments on 11 image classification datasets and analyze the robustness to domain shift as well. Thorough experimental analysis evidently demonstrates the superb few-shot generalization and compelling domain adaption capacity of a well-executed DCP.

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Deeply Coupled Cross-Modal Prompt Learning

This study presents a dynamic structured neural topic model, which can handle the time-series development of topics while capturing their dependencies.Our model captures the topic branching and merging processes by modeling topic dependencies based on a self-attention mechanism.Additionally, we introduce citation regularization, which induces attention weights to represent citation relations by modeling text and citations jointly.Our model outperforms a prior dynamic embedded topic model regarding perplexity and coherence, while maintaining sufficient diversity across topics.Furthermore, we confirm that our model can potentially predict emerging topics from academic literature.

Dynamic Structured Neural Topic Model with Self-Attention Mechanism

Open-vocabulary state tracking is a more practical version of state tracking that aims to track state changes of entities throughout a process without restricting the state space and entity space. OpenPI (Tandon et al., 2020) is to date the only dataset annotated for open-vocabulary state tracking. However, we identify issues with the dataset quality and evaluation metric. For the dataset, we categorize 3 types of problems on the procedure level, step level and state change level respectively, and build a clean dataset OpenPI-C using multiple rounds of human judgment. For the evaluation metric, we propose a cluster-based metric to fix the original metric's preference for repetition.Model-wise, we enhance the seq2seq generation baseline by reinstating two key properties for state tracking: temporal dependency and entity awareness. The state of the world after an action is inherently dependent on the previous state. We model this dependency through a dynamic memory bank and allow the model to attend to the memory slots during decoding. On the other hand, the state of the world is naturally a union of the states of involved entities. Since the entities are unknown in the open-vocabulary setting, we propose a two-stage model that refines the state change prediction conditioned on entities predicted from the first stage. Empirical results show the effectiveness of our proposed model, especially on the cleaned dataset and the cluster-based metric. The code and data are released at https://github.com/shirley-wu/openpi-c

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Recyclable Tuning for Continual Pre-training

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